Grounding over recall
PRE assembles the grounded record. CORE reasons only over that record.
// Our Solutions · Financial Services
AI agents for
regulated
operations.
Three purpose-built solutions that combine grounded AI reasoning, deterministic controls and accountable human decisions.
// KYC & Onboarding / Client lifecycle
KYC & Account Onboarding Agent
Validates applications, resolves jurisdictional requirements, screens risk factors and recommends a disposition. A human retains final authority.
Deterministic
Model / AI
Data / routing
Human gate
Governed reference dataRegulations, lists, thresholds and escalation criteria remain separate from model logic.
Immutable audit trailInputs, checks, evidence, AI output and human action are captured for review.
Graceful fallbackA conservative rules-based recommendation remains available if AI is unavailable.
// Settlement Exception Handling Agent
Prepare the fix. Preserve the control boundary.
The agent assembles settlement evidence, diagnoses the exception and drafts a grounded remediation. Deterministic policy gates constrain the recommendation, while operations retains authority over every committed action.
Process
Cash flow
Securities
Monitor / report
Structured output
The model emits a fixed contract that POST can validate before anything moves downstream.
Deterministic controls
PRE and POST constrain the model with tolerances, ceilings and hard stops.
Human commit boundary
The agent prepares. Operations confirms before the settlement system is touched.
// Advisor Service / Advisor servicing
Advisor Knowledge & Service Agent
Answers routine advisor questions from scoped, entitled platform data. Read-only controls route low-confidence answers and action requests to a human representative.
Deterministic
LLM reasoning
I/O & routing
Scoped grounding
Entitlements limit retrieval to the advisor's accounts, transfers, procedures and forms.
Structured answers
The LLM answers only from retrieved context with confidence, citations and disposition.
Read-only control
Confidence floors escalate uncertain turns; action requests can never execute directly.
Auditable outcomes
Human routing sends resolved answers to the advisor and packaged escalations to a representative.